JUKI

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Capitalization, etc
Number of stocks authorized :   400,000,000 stocks
Issued number of stocks : 129,370,899 stocks (as of the end of March, 2011)
Statuses of aggregate number of issued stocks, capital stock, etc
Date
Aggregate number of issued stocks
Capital
Capital surplus reserve
Remarks
Rundown
Outstanding balance
Increase and decrease
Outstanding balance
Increase and decrease
Outstanding balance
August 12, 2002
(1,000 stocks) (1,000 stocks)101,375 (million yen) (million yen)9,941 (million yen)
-4,415
(million yen)2,485 Note 1

From August 27 to September 30, 2004

2,985 104,361 500 10,441 500 2,985 Note 2

October 1, 2004 to January 31, 2005

12,659

117,020

2,000 12,441 2,000 4,985 Note 3

January 11, 2006 to January 31, 2006

4,475

121,495

1,253 13,694 1,247 6,232 Note 4

February 1 2006 to February 28, 2006

4,475

125,970

1,253 14,947 1,247 7,479 Note 5

March 1, 2006 to March 31, 2006

3,401

129,371

1,003 15,950 997 8,476 Note 6
July 31, 2009 - 129,371 - 15,950 -8,476 - Note 7
 
Note 1:

4,415 million yen was transferred from the legal capital surplus to other capital surplus on the basis of the resolution of the ordinary general meeting of shareholders held on June 25, 2002.

Note 2: Out of 5 billion yen of convertible bonds type bonds with stock warrant, 1 billion yen of stock warrant was exerted from August 27 to September 30, 2004 and aggregate number of issued stocks, capital stock and capital appropriation increased.
Note 3: Out of 5 billion yen of convertible bonds type bonds with stock warrant, 4 billion yen of stock warrant was exerted from October 1 to January 31, 2005 and aggregate number of issued stocks, capital stock and capital appropriation increased.
Note 4: Out of 7 billion yen of convertible bonds type bonds with stock warrant, 2.5 billion yen of stock warrant was exerted from January 1 to January 31, 2006 and aggregate number of issued stocks, capital stock and capital appropriation increased.
Note 5: Out of 7 billion yen of convertible bonds type bonds with stock warrant, 2.5 billion yen of stock warrant was exerted from February 1 to February 28, 2006 and aggregate number of issued stocks, capital stock and capital appropriation increased.
Note 6: Out of 7 billion yen of convertible bonds type bonds with stock warrant, 2 billion yen of stock warrant was exerted from March 1 to March 31, 2006 and aggregate number of issued stocks, capital stock and capital appropriation increased.
Note 7:

8,476 million yen was transferred from the legal capital surplus to other capital surplus on the basis ofthe resolution of the ordinary general meeting of shareholders held on June 25, 2009.

  Statuses by owner
as of March 31, 2011
  (Status of stocks of odd lot certificates:288,740 stocks)
  Status of large stockholder
As of March 31, 2011
Name or company name Number of owned stock(thousand stocks) Ratio (%)
Japan Trustee Services Bank, Ltd. 5,501,000 4.25
GOLDMAN SACHS INTERNATIONAL 4,959,000 3.83
Mizuho Bank, Ltd.

4,690,320

3.62

Nippon Life Insurance Company 4,306,968 3.32
Asahi Mutual Life Insurance Company 3,556,000 2.74
The Master Trust Bank of Japan, Ltd. 3,115,000 2.40
The Dai-ichi Mutual Life Insurance Company 2,558,000 1.97
Meiji Yasuda Life Insurance Company 2,300,000 1.77
Ryo Omura 2,029,000 1.56
Mizuho Trust & Banking Co., Ltd. 2,005,000 1.54
 
(Note 1) The ratio is a ratio of number of shares owned to the issued shares total.
 
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Number of stockholder Total stocks issued